Objectif De La
Non renseigné
MISSION
The Senior KYC Officer operates within the Global Client Service.
The principal objective of this team is to perform KYC/AML review for new and existing business relationships of the company :
- in accordance with the KYC-KYI Policy,
- in compliance with the applicable local regulations, and
- in a timely and flawless manner that enables business opportunities and ensures world-class Client Experience
The Senior KYC Officer's mission is to manage and monitor the AML-KYC process applicable to prospective and existing clients, in compliance with all relevant company policies and applicable regulations, as well as standard business operating procedures while recommending service improvements or automation. The Senior KYC Officer will seek to deliver excellence in Operational Client Experience (OCX) whilst preserving the interests of the company.
Prestations demandées
- Initiate and perform KYC/AML analysis of distributors, institutional investors and beneficial owners in accordance with the AML/KYC regulations required by the policies and procedures of companies, and by all relevant local laws and regulations, including, but not limited to Luxembourg laws and regulations.
- Collect and record required information and documents from internal databases, external sources, and the client (either directly or indirectly via the Client Relationship Manager (CRM)).
- Check the consistency, validity and completeness of collected information and documents prior to approval.
- Perform and review Client Risk Scoring.
- Coordinate the onboarding or recertification decision process : prepare and submit the file to Business Management, Compliance, or a Client Acceptance Committee, as appropriate, and monitor the approval conditions if any.
- Maintain clients' KYC/AML data in relevant systems and in accordance with company policies and relevant local regulations.
- Collaborate with relevant representatives of Sales, Client Account Management and Compliance, as well as relevant KYC/AML teams across company, suggesting improvements to processes and procedures as appropriate.
- Organise and assist in training and maintaining skills and competencies amongst colleagues in multiple location.
- Perform LOD1 controls and maintain a robust control framework.
PROFIL RECHERCHÉ
Non renseigné
Objectif De La
Paris
Non renseigné
22/09/2025
Freelance